目录
PART ⅠCORPORATION LAW11Evolution of the Chinese Corporation Law
12Legal Framework13Corporations
131General Introduction
132Piercing the Corporate Veil
14Types of Corporations
141Limited Liability Corporations and Joint Stock
Corporations
142Special Types of Corporations in China
143The Single Shareholder Limited Liability
Corporations
144The Wholly Stateowned Corporations
145Public Corporations
15Establishment of a Corporation
151In General
152Incorporators
153Capital
154Articles of Incorporation
155Name and Domicile
156Establishment Procedures
157Inaugural Assembly
16Corporate Capital
161Corporate Capital
162Equity Capital
163Forms of Contribution
17Rights of Shareholders18Corporate Finance
181General Concept
182Types of Stocks
19Corporate Governance
191Corporate Institution
192The Shareholder Meeting
193The Board of Directors
194Managers
195The Board of Supervisors
196Special Provisions for Public Corporations
197Corporate Representatives
198Restrictions and Duties
199Invalid Corporate Resolutions and Relief
110Fiduciary Duties
1101Who Owe the Fiduciary Duties and to Whom the Fiduciary Duties are Owed
1102Duty of Care
1103Duty of Loyalty
1104Derivative Litigation
111Corporate Changes
1111Mergers and Divestitures
1112Corporate Mergers
1113Divestitures
1114Changes in Capitalization
1115Termination of a Corporation
112The Transformation
ContentsChinese Business Law
32PART ⅡFOREIGN INVESTMENT LAW
21History and Evolution of Chinese Foreign Investment Law
22The Governing Regime of Foreign Investment
221The Governing Administrative Framework of Foreign Investment
222The Governing Legal Framework of ForeignInvestment
223The Chinese Constitution
224The Laws
225The Administrative Rules and Regulations
23Foreign Investment Enterprises
231Sinoforeign Equity Joint Ventures (EJVs)
232Sinoforeign Contractual Joint Ventures (CJVs)
233Wholly Foreign Owned Enterprises (WFOEs)
234Foreign Invested Joint Stock Corporations(foreign JSCs)
235Foreign Invested Investment Enterprises
236Branches of Foreign Corporations
24The Establishment Procedures and Requirements of Foreign Investment Enterprises
241Background and Policy Statements
242Legal Procedures
243Capital Issues
244Contributions
25Special Considerations for Mergers and Acquisitions
251Overview
252Special Provisions for Mergers and Acquisitions by Foreign Equity
253Special Provisions for Mergers and Acquisitions by
Foreign Equity—Special Purpose Corporations (SPCs)
254Antitrust Examinations
26Termination and Liquidation
261Introduction
262Ordinary Liquidation Procedures
263Special Liquidation Procedures
PART ⅢSECURITIES LAW
31A Brief Historical Note on the Development of Chinese Securities Law
32Securities
321Types of Securities
322Domestic Stocks
33Basic Principles of the Securities Law
331The San Gong Principles
332Principles of Equality, Voluntariness, Compensation, and Integrity
333Principle of Compliance and Antifraud Principle
334Principle of Divided Management
335Principles of Unitary Governmental Supervision and
Regulation, Industry Selfdisciplinary Regulation, and Audit Supervision
34Securities Issuance
341General Introduction
342Establishment Issuance and New Share Issuance
343Securities Issuance, Examination, and ApprovalSystem
344Conditions for Issuance
35Issuance of Corporate Bonds
351New Issuance
352New Share Issuance of Corporate Bonds
36Application and Examination of Securities Issuance
361Application
362Examination for Securities Issuance
37Securities Underwriting and Sponsorship
38Duty of Securities Underwriters
381Duty to Examine
382Duty to Use Diligent Efforts in Selling Underwritten Securities
383Duty to Return the Securities
384Duty to Report
39Sponsorship54
310The Stock Exchange
311Going Public
3111Conditions for Securities Issuance
3112Stocks
3113The Issuance of Foreign Capital Stocks
3114Share Issuance in Securities Investment Funds
312Bonds
313The Procedures for Going Public
3131Application and Examination
3132The Listing Agreement
3133The Listing Notice
3134Bond Listing Procedures
3135Suspension or Termination of Trading
3136Suspension and Termination of Bond Listing
314Information Disclosure
3141Information
3142Liabilities for Breach of the Duty of Information Disclosure
3143Supervision
315Actions Sanctioned under the Securities Law
3151Insider Trading
3152False or Misleading Statements
3153Civil Liabilities for False and Misleading Statements
3154Enforcement
316Mergers and Acquisitions
3161General Introduction Enforcement
3162Disclosure of Shareholding Interest
317Tender Offer
3171General Concept
3172Disclosure Requirement
3173Report of Tender and Public Notice
3174Revocation and Changes
3175The Agreement to Purchase
3176Rules Regarding the Agreement to Purchase
3177Compulsory Acquisition, Restrictions,and Other
Requirements
318The Stock Exchanges
3181Organizational Struture
3182Membership
3183Rights and Obligations
3184Organizational Structure and Staff
319Securities Registration and Clearing Institutions and Securities Services Institutions
320Supervision and Regulation of Securities Business
3201Securities Market Regulation
3202Securities Market Administrative Regulation
3203Securities Market Selfdisciplinary Regulation
321Security Firms
3211General
3212Establishment
3213Procedures
3214Registered Capital
3215Risk Control
3216Major Changes
322The Transformation
Appendix ⅠRelevant Laws, Rules, and Regulations Regarding Corporations
Appendix ⅡRelevant Laws, Rules, and Regulations Regarding Foreign Investment
Appendix ⅢRelevant Laws, Rules, and Regulations Regarding Securities